Tuesday, December 19, 2023

Government Transparency Upon Request: Using the Massachusetts Public Records Law

The investigation into Title IX violations within the Amherst-Pelham Regional Public School system (ARPS) revealed ugly truths about the behavior of some school staff toward transgender and non-binary students as well as school officials’ failure to address complaints. 


If not for an information request and subsequent appeal under the state’s Public Records Law by Scott Merzbach of the Daily Hampshire Gazette, the Title IX reports commissioned by the school district would not have been made public. The feeling expressed by the ARPS Interim Superintendent at the September 19, 2023, joint meeting of the Regional, Pelham, and Union 26 School Committees was that the School Committees and the public “will have to trust” that school officials with access to the reports “are taking appropriate actions.”


The Gazette published an article on November 17, 2023, that summarized highlights of the reports and links to the redacted reports. I read portions of three of the five reports, and the behavior described is shocking.


The Public’s Right to Know


In the determination letter that forced the ARPS School District to release the reports requested by Mr. Merzbach, Supervisor of Records Manza Arthur observes that the Public Records Law presumes that “all governmental records are public records” unless covered by a statutory exemption. In this case, the District cited Exemption (c) [MGL c.4, §7(26)(c)], which pertains to personal privacy, as the reason for non-disclosure.


Ms. Arthur noted that issues of privacy must be weighed against the public interest in “knowing whether public servants are carrying out their duties in a law-abiding and efficient manner”. She decided that in this case, the District had not proven that the records contained the level of personal details that would prevent disclosure, and ordered the release of the reports.


The Strengths and Shortcomings of the MA Public Records Law


The Massachusetts Public Records Law is an important and useful tool to enforce state and local government transparency, yet it is not widely understood. This Guide is an excellent source of information on the Law, and the Secretary of State’s website provides links to helpful features such as the Public Records Request/Appeals Database.


The law has been criticized as having no mechanism for enforcement through the Public Records Division. If a public entity refuses or ignores an order to comply with a citizen's request, only the courts or the Attorney General might provide relief. Court costs will be reimbursed only if the aggrieved citizen wins their court case, and the chances of the Attorney General reviewing such cases are low. The long list of exemptions from the law can also limit the public’s access. 


This differs considerably from the Open Meeting Law, administered through the Attorney General’s Open Government Division. Enforcement actions include fines of up to $1,000 for intentional offenses, compulsory training for offenders, and nullification of actions taken during meetings  [G.L. c. 30A, §23(c)].


As the ARPS example shows, a public entity that describes itself as open and transparent will likely respond to a disclosure order. For any entity,  the publicizing of such a refusal would be a public relations nightmare. The communication options open to aggrieved citizens who meet with such defiance are many and would cause considerable embarrassment for the public agent foolish enough to flout the law.


Though the list of exemptions to the Public Records Law can be daunting, the ARPS Title IX case shows that a public entity’s claim to a statutory exemption does not always hold up under the scrutiny of the appeal process. Requesters who have good reason to believe their claim to access is valid should be persistent. 


The appeals process can also be used successfully when a records request is ignored or when the Public Records Division closes the case with no information having been dispersed to the requester. 


In my own experience,  an appeal usually results in a quick response to the original request. If the records released are unsatisfactory, the requester can appeal again within 90 days.


Often, any email response to a requester of public records will trigger a closure of the case by the state–even if no information was released. This is a quirk in the system that confused me at first. After discussing the issue with an attorney at the Public Records Division, I was advised to open an appeal. Sometimes it takes multiple appeals to secure the desired information, so persistence is key. 


Making Government Accountable


The Public Records Law of today is more streamlined for requesters thanks to reforms signed into law in 2016, which took effect on January 1, 2017. The reforms included:

  1. Requiring public entities to create one or more Records Access Officers (RAO) to reduce confusion regarding with whom to file a request;

  2. Timelines for public entities to fulfill requests;

  3. Limits on fees public entities can charge requesters for producing paper records;

  4. Making electronic records, when available, the preferred format for fulfilling records requests;

  5. For citizens who take their cases to court and win, the ability of the court to assess punitive damages and attorney’s fees.


RAOs help the state keep track of public records requests through a log noting the details of each request. The creation of an RAO position does not mean that other employees in possession of public records cannot also release them to the public–though it would be good form to relay this release of information to the RAO so that the request may be added to the logbook. Once the requester obtains the public record, they are free to share it in any way they wish.


Despite its limitations, the Public Records Law supports open government and the public’s right to stay apprised of how their elected and appointed officials are carrying out their public duties. We all should be familiar with the law, and use it to its full potential.













Tuesday, August 16, 2022

Economy Wreaks Havoc on Amherst Construction Projects–Is Shutesbury Next?



Jones Library, Amherst MA
August 13, 2010
Photo Credit: John Phelan

A perfect storm of rising construction costs, soaring interest rates, and high inflation has forced neighboring Amherst to rethink its ambitious construction agenda as cost estimates on four projects head skyward.


As media outlets Amherst Indy and the Amherst Bulletin have reported, a whopping $40 million has been added to the bottom-line number for four construction projects: the Fort River Elementary School, a new Department of Public Works, a new Fire Station, and the renovation of the Jones Library. 


$40 million represents a 44% increase over the original four-project total of $90.8 million.


Shutesbury has its own roster of construction projects: installing a new 30,000+ square foot asphalt roof on the Shutesbury Elementary School (SES); replacing the Locks Pond Road culvert; building a new library; and the as-yet-unknown costs of remediating contamination on Lot O-32, the site of the proposed library. 


Estimates vs. Actual Costs


There is little doubt that Shutesbury will have to deal with the same problems as Amherst since construction costs are still trending upwards. 


Applying an increase of 44% to the culvert, school roof, and library project estimates (there are no estimates yet on Lot O-32 remediation costs), may supply a more realistic approximation of costs once the design is complete on the roof and library projects as well as suggest cost increases on the culvert project.


New Library: 5,490 Square Feet


Using information provided by the Small Library Pilot Project page on Shutesbury’s MN Spear Memorial Library website, the last estimate procured by the Trustees came to $6.3 million. Shutesbury’s portion of that amount is $2,063,571 or 38%.  We have saved  $890,700 in cash and voted to borrow $1.17 million. 


$6,300,000 1.44 = $9,072,000 

$9,072,000 0.38 (our portion of library costs) = $3,447,360


Subtracting town investments and the amount we will borrow for this project, the increase is quite hefty:


$3,447,360 - ($890,700 + $1,172,871) = $1,383,789


In this scenario, the town will have to come up with another $1.4 million to keep the library project on course. As with Amherst, S. Deerfield, and other communities, cutting the construction budget will be difficult since the grant from the Massachusetts Board of Library Commissioners does not allow the flexibility of adjusting the scope of work–such as reducing the square footage or trimming library programs–to meet municipalities’ budget requirements. 


For Shutesbury, transferring more money from savings is unlikely since cash reserves were reduced by 58% by 2022 Annual Town Meeting votes and a promised set-aside of funds to replace the SES roof.


Amherst has not yet voted on its own debt exclusion for its slate of projects and so may still adjust its borrowing needs. Because Shutesbury voted for a debt-excluded amount of nearly $1.2 million at the end of June, a big jump in costs will be a problem. 


According to the MA Department of Revenue’s Division of Local Services, the ability of municipalities to add to a voter-authorized debt exclusion in order to cover cost increases is limited. Unless it is a “modest amount attributable to inflation, new regulatory requirements or minor project changes”, municipalities must apply to the Division of Local Services Director of Accounts to obtain permission to increase the original borrowing amount. Otherwise, another debt exclusion override vote will be required.


Locks Pond Road Culvert Project


Shutesbury’s 2021 Annual Town Meeting voted to approve a total of $1.3 million in funding to replace the culvert on Locks Pond Road, near Lake Wyola:


Article 5. A motion was made and seconded for the Town to vote to fund the construction of a replacement culvert at Locks Pond Rd and Lake Dr, near the dam by borrowing up to $201,007, transferring $250,000 from capital stabilization and using the remaining funds of the Municipal Small Bridge grant for a total of up to $801,007. 


Applying a 44% increase to this job, which is likely not going to begin until the fall of 2023, yields an increase of $550,886 the town may need to raise or borrow to complete this project next year.


$1,252,014    1.44 = $1,802,900


But wait, there’s more! In addition, taxpayers may have to pay moving and/or storage fees to overwinter the yet-to-be-installed culverts unless appropriate town-owned space is found for this purpose.

SES Roof Replacement: 30,304 Square Feet


Voters approved $60,000 to pay for a design for the SES roof replacement at Annual Town Meeting this year, though there is no evidence this study is underway. The plan, as described by the Town Administrator on the floor of town meeting, was to obtain a more precise cost for the roof replacement project before calling a Special Town Meeting in the fall to transfer funds to do the job.


In the absence of a design, I will use the amount the Finance Committee estimated in their pre-Town Meeting Budget Report to perform the calculations.


$750,000 (Finance Committee estimate) 1.44 = $1,080,000


This would require Shutesbury to raise or borrow an additional $330,000.


This estimate may be low since there was no official cost estimate performed on the school roof. The gymnasium roof, at 4582 square feet, represents only 15% of the much larger asphalt area and cost $254,100 to replace. 


The asphalt roof project has been postponed since at least 2014, and the roof has continued to leak despite yearly patches administered by the former Town Buildings Committee. No doubt the passage of time and continual water damage will present added challenges to the replacement job, driving costs higher still.


The town has applied, for the sixth time, to the Massachusetts School Building Authority (MSBA), for a grant to replace the SES roof. At Town Meeting this year, the Town Administrator inferred that Shutesbury’s chances of procuring a grant were better than ever this year, presumably due to the involvement of state Representative Natalie Blais.


In perusing the town’s 2022 Statement of Interest to the MSBA (available from the Town Clerk), I noticed that despite a line in the asphalt shingle section of the form stating, “We are no longer seeking repair of the gym section of the elementary school roof”, the town goes on to apply for a grant for the gym section in addition to the asphalt section of the roof anyway. This is no doubt a mistake made by town officials–hopefully, not a fatal one.


If the grant process fails again, the town will have to come up with funds to fix the roof. This might mean another round of borrowing. The alternative is to delay the roof project for another year. Unless the town moves quickly to obtain the design, that may happen anyway.


Although this is just an exercise based on the experiences of Amherst, it is worth thinking about since we might find ourselves in a similar situation. 


What do you think Shutesbury will do if large increases in its construction project estimates occur? 


  1. The town will again postpone the SES roof project in the event we once again fail to secure a grant from the MSBA; 


  1. The town will postpone the culvert job another year;


  1. Voters will decide cost overruns outweigh the desire and need for a new library;


  1. Taxpayers will vote to borrow approximately $2,264,675, to complete all these projects.


Weigh in here: https://nextdoor.com/p/PsDGf6_YfDTt?utm_source=share&extras=NzAyNTE2Ng%3D%3D




Tuesday, June 21, 2022

Can Lot O-32 Escape its Past?

Former Residence at 66 Leverett Rd., aka Lot O-32 (Courtesy of Shutesbury Assessors)

In my previous post, Lot O-32’s past life as an automotive repair shop and unofficial dumping ground came back to haunt the town–albeit, temporarily–when reportable levels of polychlorinated biphenyls (PCBs) were discovered in groundwater samples behind the former three-bay garage. 


Ten years later, the parcel’s role as a former Department of Defense (DoD) site has become an issue, triggering another Release Notification to the Massachusetts Department of Environmental Protection (MA DEP).

Library Grant Application Spurs New Site Assessment


Town officials discussed the need to choose between Lot O-32 and a parcel behind Town Hall as a site for a proposed new library at a July 20, 2021 Select Board meeting. The Library Director noted that “targeted soil sampling” would be necessary to allay any fears regarding the safety of Lot O-32. It was decided that the garage building would be demolished and debris cleaned up on the parcel before soil and water testing was performed.


Environmental firm O’Reilly, Talbot & Okun (OTO) was hired to perform a Limited Subsurface Assessment of Lot O-32. In their report dated October 5, 2021, they describe the 10 soil boring locations detailed below.


B-1

former garage area

no reportable levels of contaminants

B-2

outside storage area behind former garage

no reportable levels of contaminants

B-3

down-gradient of former garage and former garage UST

no reportable levels of contaminants

B-4

proposed footprint of new library building

no reportable levels of contaminants

B-5

proposed footprint of new library building

no reportable levels of contaminants

B-6

proposed area for a new septic system leach field

no reportable levels of contaminants

B-7

area of removed debris

no reportable levels of contaminants

B-8

area of removed debris

no reportable levels of contaminants

B-9

concrete pad for an unknown abandoned utility/feature

100 mg/kg of C5-C8 aliphatic hydrocarbons

B-10

area of removed debris and removed abandoned car

no reportable levels of contaminants


All samples were analyzed for volatile organic compounds (VOCs), polychlorinated biphenyls (PCBs), and volatile and extractable petroleum hydrocarbons (VPH/EPH).


Sample B-9 was found to have the legally reportable limit of 100 mg/kg of C5-C8 aliphatic hydrocarbons, requiring a Release Notification Form filing with MA DEP. The firm recommended notification to MA DEP by January 28, 2022. 


With a debt excluded override vote to fund a new library scheduled for June 28, many questions come to mind:


  1. Will this issue fade away like the PCB discovery 10 years ago? 

  2. How long might remediation take and has the town done any work on this problem since being notified by OTO in October 2021? 

  3. What might it cost to remediate the site–and who must pay?

  4. What does this mean for a possible construction project?

  5. What are the alternatives to constructing a building on Lot O-32? 


I set to work finding answers to these questions. Here’s what I found.

1. Will this issue fade away like the PCB discovery 10 years ago?

Other than being reportable releases of contaminants at the same parcel, the 2012 and 2022 filings with MA DEP have little in common. 


For instance, the 2012 PCB release constituted a 72 Hour Reporting Condition because of a “release to groundwater near water supply”. The release of VOCs discovered in late 2021 and reported in early 2022 was characterized as a “release of oil to soil exceeding reportable concentration(s) and affecting more than 2 cubic yards”, placing it within the 120-day reporting threshold.


MA DEP-imposed Immediate Response Action (IRA) plans differed greatly for these two filings. In 2012, state officials advised additional sampling of the monitoring wells on Lot O-32, sampling of private drinking water wells within 500 feet of where PCBs were found, as well as repeat testing of the soil at that location. As noted in my previous post, all PCB test samples returned values below reportable levels and the Release Notification was retracted.


The VOC release prompted a more complicated IRA. 


The town filed the Release Notification Form on January 28, 2022. In a Notice of Responsibility letter dated February 1, 2022, MA DEP officials identified the forms, one of which the town must submit to the Department on or before January 28, 2023, as a “party with potential liability for response action costs and damages under M.G.L. c. 21E, §5”:


  1. A Tier Classification Submittal;

  2. A Permanent Solution or Temporary Solution Statement; or

  3. A  Downgradient Property Status Submittal.


The letter suggests that liable parties “take prompt action” to reduce cleanup costs and avoid annual compliance fees. The town must employ a state-certified Licensed Site Professional to oversee or perform all IRA work.

2. How long might remediation take and has the town done any work on this problem since being notified by OTO in October 2021? 


The Massachusetts Contingency Plan, the regulations created to administer Chapter 21E, has a maximum timeline of six years from notification of MA DEP to complete site remediation. Full compliance can occur at any point before the six-year deadline.


There is no evidence that Shutesbury has taken any assessment or remedial action since being notified of the VOC release by OTO. A Library Trustees meeting on November 4, 2021 discussed OTO’s findings and two company representatives were present to answer questions. At this meeting, OTO’s representatives stated that gasoline migrates within a 400-foot area. 


An unidentified Trustee stated:  “We are required to report within 120 days, and within those 120 days we would conduct further testing, conduct remediation, or take other steps before reporting to DEP.” 


While the 120-day reporting portion of the statement is correct, the rest is not, since MA DEP did not issue an IRA until after it received the Release Notification submitted by Shutesbury on January 28, 2022. If Shutesbury wanted to get started as early as possible on the IRA, the Notification form should have been filed immediately. 


The town could have used those four months between October 5 and January 28 to determine the status of Lot O-32 and put residents’ minds at ease. Apparently, nothing has been done in the nearly five months since filing, either, as that information surely would have been posted on the library’s website in the interest of transparency.


The Trustees met again on November 8, 2021, and unanimously decided to recommend Lot O-32 as the site for a proposed new library. The Select Board minutes of November 9, 2021, contain this recommendation by the Trustees and the statement, “the lot received a clean bill of health”.

3. What might it cost to remediate the site–and who must pay?

Since there was no further assessment of Lot O-32 following the OTO report last fall, there is no available information regarding remediation or its costs. 


As to who is expected to pay for the cleanup, it is clear that MA DEP considers the town of Shutesbury, as the owner, the “potential” responsible party. The Notice of Responsibility states:


You should be aware that you may have claims against third parties for damages, including claims for contribution or reimbursement for the costs of cleanup. Such claims do not exist indefinitely but are governed by laws which establish the time allowed for bringing litigation. The Department encourages you to take any action necessary to protect any such claims you may have against third parties. 


In this matter, the Shutesbury Town Administrator (TA) stated at a public meeting on May 11, 2022 (1hr. 30 min.) that the Army Corps of Engineers/DoD “will be held responsible” for necessary remediation. 


In an undated letter (available from the Shutesbury Town Clerk) from the TA to MA DEP, reference was made to a January 11, 2022, meeting between unnamed town officials, OTO representatives, and representatives of the Army Corps. The letter states that the Corps did not consider this release “a reportable event”. 


I could find no minutes or notes from the above-referenced meeting, though a representative of the Army Corps was copied on the Notice of Responsibility letter from MA DEP. 


At a Select Board meeting on January 19, 2022, the “TA update” describes a meeting between a DEP representative, an OTO representative, and, assumedly, the TA. The update states that both DEP and OTO consider the Army Corps/DoD the responsible party. There was no mention of an Army Corps representative being present.


It remains to be seen whether the DoD will take responsibility for remediation at Lot O-32. Their seeming dismissal of this release event is understandable since a positive finding infers that their cleanup in the mid-1990s was incomplete.


The town could have saved itself this worry over liability if it had commissioned a "21E Site Assessment" before purchasing the property in 2004–which could have absolved the town of responsibility in regards to legacy contamination cleanup costs. Real estate due diligence often includes a Transaction Screen or Phase 1 Environmental Site Assessment. The Commonwealth of Massachusetts considers such actions relevant because:


  1. Disclosure obligations for any known contaminants under Chapter 93A  can influence a buyer’s decision to purchase, the price offered, and conditions for the sale;

  2. The presence of hazardous waste is considered material information to a buyer and its presence is considered a material defect;

  3. The presence of hazardous waste is a public health issue.

Considering the town’s historical knowledge of Lot O-32, it was negligent toward Shutesbury taxpayers and residents that town officials did not undertake such an assessment.

If Fuss & O’Neill had performed the Transaction Screen in 2004 prior to purchase instead of 2010, been given access to the inside of the garage, and been informed of the former military installation, their report would likely have listed many more environmental conditions and risks. If such a report had been made available to Shutesbury taxpayers before the vote to purchase the land, the outcome may have been different. 

4. What does this mean for a possible construction project?

The town asserts that, because the contaminated B-9 soil bore site is 900 feet from the proposed library location, construction will not be impacted. This may or may not be true; the OTO report states, “Further assessment is warranted to evaluate the source, nature, and extent of the release detected at boring B-9.”


There is also the question of potable water, required for a building permit. According to the OTO report, water from the test well drilled in 2014 will need additional assessment from experts in the field of water potability. Though Trustees said at the November 9 meeting that the water was not potable “because it is a test well”, OTO states that “the town is assessing whether groundwater from this well might be a suitable future source of drinking water.”

5. What are the alternatives to constructing a building on Lot O-32? 

The Massachusetts Contingency Plan, 310 CMR 40.00, allows owners of contaminated properties to apply an Activity and Use Limitation (AUL) to said property. This is often done as part of a Temporary or Permanent Solution to site contamination, one of the three possible submittals required by MA DEP as noted earlier in this post. 


AULs must be recorded with a parcel’s deed to be valid. The purpose of these instruments is fourfold: 


  1. To notify interested parties of possible oil and hazardous material remaining on the site;

  2. To identify allowable activities and uses on the site;

  3. To identify non-allowable activities and uses on the site;

  4. To delineate the owner’s obligations regarding maintenance of the AUL.


In the event of high cleanup costs for Lot O-32, an AUL could limit taxpayer liability by restricting activities that would be allowed on the parcel. The site would need further assessment and be characterized as “No Substantial Hazard” or “No Significant Risk” before applying the AUL.


Whether or not voters decide to borrow funds in excess of the proposition 2-½ limit to build a new library, the contamination issue on Lot O-32 needs to be addressed. The question is not whether the site can someday be developed; waste disposal sites are often rehabilitated and re-used. The concern for Shutesbury taxpayers is that of cost. Transparency dictates that Shutesbury Town Officials should have taken steps to determine the cost of cleaning up Lot O-32 prior to the vote on whether to borrow funds to build a library there. Can we afford a new municipal building as well as cleanup costs for Lot O-32? It is something to consider carefully before casting our ballots on June 28.





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